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Compliance
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    Grandall offers one-stop, all-round legal services in the fields of compliance and regulation, tailored to meet the specific needs of its clients, with a particular focus on the capital markets. Lawyers at Grandall are equipped to swiftly guide their clients on responding to regulatory investigations and resolving crises according to relevant laws and regulations. In addition, Grandall lawyers also assist various professional service providers, governmental and non-governmental organizations, and other entities in identifying deficiencies in industrial and regulatory compliance, refining their regulatory and reporting systems, and formulating and implementing robust internal controls.

    1. Securities Compliance for Listed Companies

      • Identifying, assessing, and addressing securities compliance risks for listed companies, including but not limited to information disclosure, shareholding changes, insider information management, and the performance of duties by directors, supervisors, and senior management

      • Assisting listed companies in developing, supplementing, improving, and optimizing governance systems and internal control mechanisms

      • Supporting listed companies and their directors, supervisors, and senior management in responding to administrative regulatory investigations and self-regulatory inspections

      • Representing listed companies and their directors, supervisors, and senior management in hearings, statements, and defenses related to administrative penalties and civil litigations

      • Conducting regular specialized training on securities compliance and providing routine compliance advisory services

    3. Securities and Funds Regulatory Compliance

      • Assessing the effectiveness of compliance management within securities firms

      • Formulating and implementing compliance systems for securities and funds

      • Assisting in responding to administrative investigations and self-regulatory checks

      • Representing and defending clients before administrative penalty hearings

      • Initiating administrative reconsiderations against administrative penalty decisions

      • Offering training and legal advice on securities-related compliance

    5. Data and Privacy Protection

      • Corporate client data compliance and data governance

      • Cybersecurity and information security

      • Protection of personal information and data

    7. Business Ethics Compliance

      • Development of anti-corruption and anti-bribery policies and prevention mechanisms

      • Investigation and resolution of internal non-compliance issues

      • Provision of compliance training services

    9. International Business Regulatory Compliance

      • Support in developing compliance management systems for China's "going-global" enterprises

      • Support in market entry, trade control, national security review, industry regulation, foreign exchange controls, anti-monopoly compliance, anti-money laundering, and counter-terrorism financing regulations for Chinese companies' investments overseas

      • Comprehensive and end-to-end compliance services for Chinese companies' international contracting projects

      • Assisting in mitigating or lifting sanctions imposed for violations of compliance requirements set by domestic and foreign regulatory authorities

      • Assisting in addressing to compliance investigations by overseas regulatory authorities into corruption and bribery issues involving institutions in China

    11. Tax and Customs

      • Support in tax-related compliance audits and risk assessments

      • Support in responding to administrative investigations by customs and tax authorities

      • Conducting customs compliance audits for imports and exports, formulating compliance standards and handbooks, and refining customs compliance systems of companies

      • Providing clients with advisory services to respond to customs investigations, verifications, and inspections, and advising on satisfaction of customs compliance requirements

      • Analyzing and resolving import and export obstacles for clients, and designing import and export models

    13. Anti-Monopoly & Anti-Unfair Competition

      • Assisting in conducting internal anti-monopoly compliance audits, refining compliance systems, and developing internal anti-monopoly compliance handbooks

      • Assessing anti-monopoly notification requirements for significant mergers and acquisitions, assisting in developing M&A strategies, and completing notifications for concentrations of businesses

      • Offering legal analysis and strategic advices to prevent monopoly agreement, abuse of dominance, and administrative monopoly, and reviewing and revising relevant contracts and agreements

      • Support in responding to anti-monopoly administrative investigations

      • Formulating compliance plans and offering compliance training services

    15. Biosafety Compliance

      • Compliance auditing upon all business operation sectors

      • Development of compliance management handbooks against corporate risks

      • Special compliance auditing for specific department or business sector

      • Formulation of biosafety compliance plan and provision of training services